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Journal of Peace, Conflict and Military Studies
 Vol. 1, No. 2, November 2000, ISSN 1563-4019 

Limitations of UN Peacekeeping Operations Where Conflict Did Not Result in Victory for Any Side: Democratic Republic of Congo and Sierra Leone

Theo Neethling

Introduction
It is well known that the classical peacekeeping model derives from early United Nations (UN) peacekeeping operations in the 1950s and 1960s. At that time, the now well-established tenets of traditional peacekeeping — the consent of the parties to the conflict, the impartiality of the peacekeeping force, and the prohibition of the use of force except in self-defence — began to crystallise. Until the end of the Cold War era UN peacekeeping forces were stationed in the affected areas with the consent of the parties that signed the agreements.1

Peacekeeping operations had two broad tasks, namely to stop or contain hostility, thereby creating conditions for peace by negotiation, or to supervise the implementation of an interim or final settlement negotiated by the peacemakers.

To accomplish peacekeeping tasks, the UN deployed two categories of forces: observer missions consisting primarily of lightly armed officers; and peacekeeping forces which consisted of light infantry with the necessary logistic support. For example, with the inception of Operation Des Nations Unies Au Congo (ONUC) in the Congo in 1960, the mission only had lightly equipped troops without any land or air transport. The ONUC commander was charged with establishing law and order, acquiring freedom of movement for UN relief efforts, disarming and retraining local military forces and preventing unilateral superpower intervention.2

Post-Cold War turbulence between 1990 and 1994 led to huge UN peacekeeping operations and the cost of these operations increased progressively. Troop strength burgeoned from about 12 000 to well over 70 000, with costs growing from half a billion dollars to over three billion. The situations in Bosnia-Herzegovina and Somalia especially gave a new role to peace forces. In both the former Yugoslavia and Somalia, combat conditions, combined with hostility towards the UN from at least one of the parties (in contrast with the consent and co-operation on which traditional peacekeeping operations were based), led to the partial or limited use of enforcement action in accordance with Chapter VII of the UN Charter.3

At the request of the UN Security Council, the former Secretary-General of the UN, Dr Boutros Boutros-Ghali, presented An Agenda for Peace in July 1992. In this document the former Secretary-General proposed a significant broadening of the UN’s use of military force to prevent conflict, halt aggression, and supervise and enforce cease-fires and post conflict peacebuilding. Where cease-fires have been agreed on but not complied with, Dr Boutros-Ghali urged the Security Council to consider deploying peace enforcement units that were more heavily armed than traditional peacekeeping forces.4

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Against this background it is commonly known that some UN peacekeeping operations of the past decade were hard put to accomplish their objectives. Specifically, this relates to deployments where conflict had not resulted in victory for any side and where a military stalemate or international pressure or both had brought fighting to a halt, but at least one of the parties to the conflict was not seriously committed to ending the confrontation. In other words, some UN peacekeeping operations did not deploy into post-conflict situations, but tried to create them.

The UN has often found itself unable to respond effectively to peacekeeping challenges in situations where at least one of the parties was not seriously committed to ending the conflict. On African soil, the Democratic Republic of Congo (DRC) and Sierra Leone are cases in point. Earlier, the UN terminated its involvement in the Angolan peace process in February 1999 after years of futile peacekeeping efforts by no less than four peace missions. This reality has resulted in fierce criticism of the UN from a broad range of member states and other role players. Hence, the Secretary-General of the UN, Kofi Annan, appointed a Panel on UN Peace Operations in 2000. The Panel published a report in August 2000 on the reform of UN peacekeeping operations — commonly referred to as the Brahimi report.5 The report explicitly states that ‘[o]ver the last decade, the United Nations has repeatedly failed to meet the challenge (of peacekeeping), and it can do no better today’.6

This article assesses the UN’s response to peacekeeping challenges in the DRC and Sierra Leone. It reflects in particular upon the current shortcomings of the UN system when operating in ‘complex emergencies’ and specifically in situations where conflict has not resulted in victory for any side. In addition, it endeavours to shed light on the implications of these shortcomings in view of the fact that the UN is still the international authority with the responsibility for dealing with international peace and security — especially in Africa where the demands for peacekeeping are arguably the greatest. Finally, special attention is given to the Brahimi report.

Intervention in complex emergencies
Since the 1950s military planners involved in peacekeeping have presupposed a system of sovereign states where, normally, a recognised leader and government structure effectively control the machinery of the state. However, the basis for that supposition has been shrinking since the late 1980s. In the post-Cold War period the UN faced emergencies that were essentially not military problems. They were ‘complex emergencies’, a term that has become part of the international terminology. Complex emergencies can be defined as follows:
A humanitarian crisis in a country, region or society where there is a total or considerable breakdown of authority resulting from internal conflict and which requires an international response that goes beyond the mandate or capacity of any single agency and/or the ongoing United Nations country programme.7

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Firstly, complex emergencies often involve states that either have no governments or have contending sources of authority. This implies that peace forces frequently have to steer between adversaries or even ignore national authorities altogether. Secondly, in the case of a collapsed state, a host government is likely to have lost control of a considerable part of its territories. This means that the reins of power have fallen from the hands of the state downward to street and village level. Factions are often organised in sub-groups, each with its own agenda for survival and revenge. Thirdly, the presence of large numbers of displaced people is normally the order of the day and often alters the operational environment. Driven from their homes and farms, men and boys carry arms while women and children eke out a hand-to-mouth existence in temporary shelters.8

Complex emergencies are also messy affairs: their physical influence often spills over the boundaries of the relevant state; displaced populations cross borders; faction leaders use neighbouring states as safe havens, as conduits for combat supplies and as a source of human power. Therefore, in a complex emergency the stabilisation of the crisis zone is much more complicated than in earlier peacekeeping operations. Stabilisation is a fragile but dynamic process that requires the overall restoration of a broken-down society; one phase of activity leading directly to another: disarmament to demobilisation to political and economic recovery.9
It can also be pointed out that populations suffer in complex emergencies. Sources often report that militant forces massacre civilians. In terms of human security, complex emergencies are generally unsafe for large parts of local populations. Furthermore, infrastructure and services continually deteriorate. Moreover, the fighting more often than not results in internally displaced people and refugees.

The situations in the DRC and Sierra Leone fit the definition of a complex emergency. In each of these cases the UN has been presented with an operational environment that is very different to comparatively orderly ‘bufferzone peacekeeping’, where prototype peacekeeping doctrine would apply. Hence, peacekeeping challenges in these countries have been and still are immense and by no means a simple task. In theoretical terms, stabilisation would require a firm grip by the UN on the situation and it could take years to achieve a successful outcome.

It would require a credible peacekeeping force with adequate financing from states that have sufficient political resolve to stay the course. For instance, the US Ambassador to the UN, Richard Holbrook, told UN officials and members of the US Congress that an operation in the DRC might be the UN’s last chance to prove that it can get peacekeeping right.10 Thus, if there is any outside chance of resolving the conflict, much will depend on the ability of the UN to successfully deal with the situation. Against this background specific peacekeeping challenges in the DRC and Sierra Leone are examined in more detail.

Democratic Republic of Congo
Developments since 1997
The DRC — one of Africa’s biggest countries with a population of more than 45 million — must certainly be one of the best examples to depict a complex emergency. After capturing Kinshasa from Mobutu Sese Seko in May 1997 the newly proclaimed president of the DRC and leader of the Alliance des Forces Démocratiques pour la Libération du Congo-Kinshasa,11 Laurent-Désiré Kabila, was unable to establish his authority over the entire country, especially in the east.

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Although the rebel advance across the DRC slowed towards the end of 1998,12 the rebels won an important battle on 12 October with the fall of Kindu, a town in the eastern part of the DRC. This situation specifically demonstrated the rebels’ strength as the Rwandan and Ugandan-backed Rassemblement Congolais pour la Démocratie13 (RCD) deployed some 9 000 troops against around 6 000 on the government side. Importantly, it showed the RCD’s strategic superiority.14 Shortly after, the RCD made advances towards Lubumbashi in the south eastern Shaba (former Katanga) Province, while Pweto on the northern shore of Lake Mweru on the border with Zambia also fell to rebels on 22 December 1998.15

Eventually Angola and Zimbabwe managed to end the rebels’ offensive in the west as well as their hopes of a march on Kinshasa,16 but by the end of 1998 the RCD was moving on all fronts and made its presence felt in every region. They were operating in the Equateur Province in the northwestern part of the country, having passed the town of Bumba, 300 kilometres downstream from Kisangani in the northeast. They were dug in in Shaba Province where, on 20 October, they captured 16 Zimbabwean soldiers from an aircraft which they had forced to land at Kabalo, between Kindu and Kamina on the railway line to Lubumbashi.17 Early in 1999, government troops lost the battle for Lubao, 240 kilometres east of the diamond capital, Mbuji-Mayi. Independent sources described President Kabila’s position as follows: ‘Laurent Kabila’s forces are on the run, with his foreign allies threatening to pull out.’18

It is evident that the DRC government lost control of a considerable part of its territories — an important feature of a complex emergency. Shortly after Kabila’s victory over Mobutu Sese Seko it became clear that Kabila’s forces were too weak to control the whole country. In fact, Kabila’s forces became almost wholly dependent on assistance from Angolan, Zimbabwean and Namibian forces who engaged in the conflict in support of the DRC leader in August 1998. In 1999, it was estimated that the rebels controlled almost 40 per cent of DRC territory.19 The political situation in the DRC was summarised by the following report: ‘Kabila is no longer in control, and the Congo is barely a sovereign nation.’20

It can also be pointed out that the population of the DRC has been suffering. Typical of a complex emergency, sources reported at intervals that rebel forces were responsible for massacres of hundreds of civilians in the eastern parts of the country. In terms of human security, the situation in the DRC has become unsafe for a large part of the local population.21 Earlier reports indicated an estimated 660 000 internally displaced people and an estimated 117 000 DRC refugees in the Central African Republic, Tanzania, Uganda and Zambia. During the past few years, cholera and other infectious diseases have spread rapidly throughout the population. Recent reports claim that the fighting has cost the lives of hundreds of thousands, and an estimated additional two million Congolese have been displaced as a result.22

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It should be clear that the conflict in the DRC over the past years has been more complex than mere fighting between a government and a single rebel group. At least three rebel groups have been operating in the DRC since 1997, not only and always against the Kabila government and its allies (Zimbabwe, Namibia and Angola), but against one another as well. In short, the RCD was the largest group, but is has split into two factions. One faction is led by the original leader Ernest Wamba dia Wamba, based in Kisangani (the third largest city in the DRC) and backed by Uganda, which wants to put pressure on Kabila to step down or secure its border.

The other is led by Emile Ilunga, who has been elected by the RCD to replace Wamba dia Wamba. Based in Goma, in Kivu, Ilunga is backed by Rwanda whose main concern is the interests of Tutsis. The third rebel group, the Mouvement de Libération Congolais23 (MLC) is led by Jean-Pierre Bemba and mainly operates in the northern parts of the country. This group is also backed by Uganda (for the same reason as above).24 Various armed groups or tribal militias who oppose Tutsi dominance, such as the Mai-Mai in south Kivu and the Wangilima in north Kivu further complicate the situation.25 In addition, there is the Union pour la Démocracie et le Progrès Social,26 which has been the best-supported opposition party over the past decade. Its leader, Ettiene Tshisekedi, seeks negotiations between all parties as well as the withdrawal of foreign troops.27 Finally, violent clashes in Kisangani between former allies, Uganda and Rwanda, have added further fuel to the crisis in the DRC.28

Diplomatic efforts in support of a peace process in the DRC gave birth to a cease-fire agreement that was signed on 10 July 1999 in Lusaka by the heads of state of the DRC, Namibia, Rwanda, Uganda and Zimbabwe and the Minister of Defence of Angola. The agreement provided for a cessation of hostilities between all the belligerent forces in the DRC. It stipulated that all air, land and sea attacks were to cease within 24 hours of the signing, as well as the movement of military forces and all acts of violence against the civilian population.

The forces were to disengage immediately.29 However, the rebel groups declined to sign the document, although the MLC and the RCD eventually decided to do so on 1 August and 31 August 1999 respectively.30 Significantly, the Lusaka cease-fire agreement also provided for an ‘appropriate force’ to be constituted, facilitated and deployed by the UN, in collaboration with the Organisation of African Unity (OAU), to ensure the implementation of the agreement.31

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UN response
In his response, the Secretary-General of the UN, Kofi Annan, stated that the international community and the UN should do everything in their power to assist the Congolese government, parties and people, as well as the other governments involved, in achieving a peaceful solution. In the light of the preceding, he ‘strongly recommended’ that the Security Council immediately authorise the deployment of up to 90 UN military personnel, together with the necessary civilian political, humanitarian and administrative staff, to the subregion. After discussions with the Kabila government the UN dispatched military liaison officers from various contributing nations to Kigali, Kampala, Harare and Windhoek. The Secretary-General furthermore indicated that the UN was ready to deploy officers within the DRC beyond Kinshasa, and also to dispatch a technical survey team to assess the security conditions and infrastructure in some 13 proposed deployment locations throughout the country.32 In addition, the UN managed to send liaison officers to Bujumbura, Lusaka (as the provisional seat of the JMC) and to the OAU Headquarters in Addis Ababa. By January 2000, small teams of military liaison officers had been deployed to nine locations in the DRC, namely Kinshasa, Kananga, Kindu, Goma, Boende, Lisala, Gemena, Gbadolite and Isiro.

Soon after, the Secretary-General stated that the experience gained in deploying a small number of military liaison officers in and around the DRC had only served to deepen the UN’s appreciation of the operational difficulties at stake. However, he maintained that the UN had to support the peace process to the full extent of its capacity.33 These statements by the Secretary-General followed in the light of accusations and counter-accusations of cease-fire violations by the parties to the conflict. Reports also indicated a build-up of foreign troops in the areas of Mbuji-Mayi and Kisangani, while a serious confrontation between Rwandan and Ugandan troops took place in Kisangani in August/September 1999. The earlier split in the ranks of the RCD also persisted and on 1 October 1999, ‘RCD-Kisangani’ under Emile Ilunga (meanwhile renamed RCD-Liberation Movement) moved its headquarters to Bunia, instituted a ‘transitional government’ and declared the establishment of new provinces in the Province Orientale.

Against this background Secretary-General Annan requested the Security Council on 1 November 1999 to authorise the setting up of an observer mission in the DRC and the deployment of up to 500 military observers with the necessary logistical and personnel support.34 Having considered the recommendation of the Secretary-General and in the light of a deteriorating security situation in the DRC — where the MLC and the Wamba dia Wamba faction of the RCD effectively declared the cease-fire null and void35 — the Security Council adopted resolution 1279, which authorised the setting up of the UN Observer Mission in the DRC (MONUC) until 1 March 2000.36 In his recommendation to the Security Council on 1 November 1999, Secretary-General Annan also indicated that the deployment of military observers would be followed by a next phase, namely the eventual deployment of a peacekeeping operation with formed units to assist the parties in the implementation of the cease-fire agreement of Lusaka and in strengthening the peace process in general, and also to protect the UN personnel deployed in the DRC.37

During the meeting of the Security Council on 24 January 2000 there were strong calls by African leaders for the deployment of a ‘full-fledged UN peacekeeping mission’ without any delay. In view of this, the Security Council adopted resolution 1291 and decided to extend the mandate of MONUC until 31 August 2000. Furthermore, it was decided to authorise the expansion of MONUC to include 5 537 (mainly military) personnel. In short, the military tasks of the expanded MONUC would include military liaison, monitoring the cessation of hostilities, investigating cease-fire violations and verifying the disengagement of the parties to the conflict.38

However, throughout 2000 the UN’s plan to send a peacekeeping force to the DRC was hampered by a lack of commitment on the part of the warring factions to uphold the cease-fire agreement. Specifically, the extended MONUC has not been deployed in the DRC as a result of numerous and continuous cease-fire violations in that country. The Security Council has always insisted that a peacekeeping force would be deployed only if there was relative peace on the ground as well as adequate assurances that all international personnel would be safe. In other words, the UN required firm commitments to peace on all sides and an end to all hostilities and cease-fire violations. The UN personnel who were to oversee the disengagement of forces in the DRC have remained unable to deploy largely due to the continuation of hostilities. Thus, in practical terms, the UN has been unable and effectively impotent to avert conflict or to end the political turmoil in the DRC since the outbreak of fighting in 1997.

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At the time of writing it was announced that President Kabila had been assassinated by a member of his body guard. This may open a new chapter on the civil war in the DRC, but it remains to be seen whether this will have a positive impact on efforts to find a way out of the impasse and lead to a political solution in this war-ravaged country.

Sierra Leone
Background on the crisis
In the absence of Cold War patronage in Africa, belligerents have often become highly dependent on forms of external support and trade networks to survive. They gain access to global markets through transcontinental smuggling of precious and strategic minerals or other commodities, thereby securing a supply of arms, fuel, equipment, spare parts, clothing and food. One example of this phenomenon is the role of diamonds in Sierra Leone.39

The crisis in Sierra Leone — another typical complex emergency — began in March 1991, when Liberian warlord (now President) Charles Taylor armed a group of dissidents to hit back at the Sierra Leonean government for allowing its territory to be used by Nigerian planes for bombing missions against the Revolutionary United Front (RUF). The RUF was faced with weak and incoherent opposition from the Republic of Sierra Leone Military Forces (RSLMF), which it managed to overrun. The RUF then began seizing diamond mining properties — the main source of hard currency for the government. By 1995, RUF forces had effectively laid siege to the capital city of Freetown. Anarchic conditions prevailed, with thousands of civilians being slaughtered, raped and maimed in a relatively short time — all in a bid to gain power through fear. In fact, the RUF became famous for its particular brutal practice of hacking off limbs in order to terrorise and subjugate the population.40

The Sierra Leonean government then turned to Executive Outcomes, a South African based Private Military Company (PMC), to deploy its personnel in Sierra Leone against the RUF with effect from May 1995. By late 1995, the siege of Freetown had been lifted and the RUF headquarters to the east of Freetown had been destroyed. This paved the way for peace talks between the government and the RUF on 22 February 1996. Shortly after, on 26 and 27 February 1996, the people of Sierra Leone went to the polls, long before there was any sign of a firm cease-fire or peace agreement. After two rounds of voting, and amidst gross intimidation of the voter population, Ahmad Tejan Kabbah of the Sierra Leone People’s Party emerged as President.

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However, Sierra Leone’s short lived experiment with democracy came to an abrupt end on 25 May 1996 when Kabbah was violently overthrown in a typical coup d’etat by Major Johnny Paul Koromah. The international community immediately responded with condemnation of the take-over. On 26 May 1996 the OAU also condemned the coup and called for the restoration of constitutional order in Sierra Leone. Nigeria was especially swift to respond and took military action against the coup makers under the auspices of the Economic Community of West African States Monitoring Group (ECOMOG). ECOMOG’s efforts to dislodge the junta were met with fierce resistance by Koromah’s Armed Forces Revolutionary Council (AFRC), but in February 1998, ECOMOG managed to stamp its authority on the situation. This resulted in the collapse of the junta and its expulsion from Freetown. Thus President Kabbah was returned to office. However, ECOMOG couldn’t establish its authority on the hinterland much beyond Freetown and rebels continued to brutalise and terrorise the local population. The situation devolved into a bloody and inconclusive enforcement engagement by the Nigerian-led ECOMOG forces.41

UN response and further developments
In June 1998, the Security Council decided to establish the United Nations Observer Mission to Sierra Leone (UNOMSIL) for an initial period of six months. The mission had the task of monitoring and advising efforts to disarm the combatants and restructure Sierra Leone’s security forces. Unarmed UN teams under the protection of ECOMOG documented reports of ongoing atrocities and human rights abuses.42 By the end of August 1998, UNOMSIL had 40 military observers, a Chief Military Observer and a medical team of 15 personnel. But UNOMSIL was never more than a ‘lame duck’ UN presence next to the ECOMOG force and no meaningful progress could be made towards the UNOMSIL mandate in a highly unstable security environment. Fighting continued in Sierra Leone with the rebels exercising control of the countryside. Moreover, they controlled the diamond-mining areas that created most of Sierra Leone’s wealth.

After years of involvement in Sierra Leone, the new democratically-elected Nigerian government decided that it would no longer sustain its ECOMOG commitments and informed the international community that it would be pulling out its more than 10 000 troops.43 Generally speaking, the Economic Community of West African States (ECOWAS) also found it extremely difficult to support their peacekeeping forces due to the extreme financial drain on their fragile economies.44 Under these circumstances, the rebels began an offensive to retake Freetown and managed to overrun most of the city in December 1998. All UNOMSIL personnel were evacuated. ECOMOG struck back and again installed a civilian government, although thousands of rebels were reportedly still hiding out in the countryside. The UN Special Representative then initiated a series of diplomatic efforts aimed at opening up dialogue with the rebels.

Negotiations between the government and the rebels started in May 1999 and on 7 July of that year all parties to the conflict signed a peace agreement in Lomé, Togo with a view to ending hostilities and forming a government of national unity. The parties to the conflict also asked for an expanded role for UNOMSIL and on 20 August the Security Council authorised 210 military observers for Sierra Leone.

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On 22 October 1999, the Security Council decided to terminate UNOMSIL and to establish the UN Mission in Sierra Leone (UNAMSIL), a much larger mission with a maximum strength of 6 000 military personnel, including 260 military observers. UNAMSIL was given the task of assisting the government and rebels in carrying out the provisions of the Lomé agreement.45 According to UN Security Council Resolution of February 2000 (a revised version of Resolution 1270 of 22 October 1999) UNAMSIL was given the following mandate:

  • To provide security at key locations and government buildings, particularly in Freetown, important intersections and major airports.
  • To facilitate the free flow of people, goods and humanitarian assistance along specified thoroughfares.
  • To provide security in and at all sites of disarmament, demobilisation and reintegration programmes.
  • To co-ordinate with and assist the Sierra Leone law enforcement authorities in the discharge of their responsibilities.
  • To safeguard weapons, ammunition and other military equipment collected from ex-combatants and to assist in their subsequent disposal or destruction.46

In accordance with its mandate, UNAMSIL was given the task of helping to disarm 45 000 former combatants. This was a mammoth task since only 6 000 troops were deployed into the theatre, although 11 000 troops had been mandated by the Security Council on 7 February 2000. By May 2000 it was reported that 16 000 former combatants had been disarmed, but an estimated 28 000 continued to roam the countryside.47

In a letter to the Security Council, dated 7 March 2000, Secretary-General Annan stated that progress in the peace process had been slow. He specifically made mention of ‘little progress in disarmament in the northern and eastern parts of the country’ and that the security situation generally ‘remained tense and volatile’. He also referred to several incidents involving UNAMSIL and combatants, as well as the fact that the RUF elements had seized a large number of weapons, ammunition and vehicles from a UNAMSIL contingent.48 As the UN further deployed to reinforce peace in Sierra Leone, RUF rebels and renegade government troops continued to disrupt the peace process, carrying out a lot of hit-and-run attacks on UN personnel.49

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Following on a number of incidents since January 2000, the RUF strongly rocked the shaky peace accord in May 2000 by launching attacks on towns and UN personnel. After killing Kenyan soldiers (four deaths were later confirmed) in an attack on a UN contingent, the RUF also wounded and captured several other UN soldiers.50 In the course of further events, the rebels eventually captured some 500 UNAMSIL personnel as hostages. Some of them were later released. After two months, in July 2000, all hostages were released, but only after a rare display of force by the UN. This happened after heavily armed UN soldiers moved into the rebel’s main headquarters, Kailahun, in the eastern part of the country to save 222 UN peacekeepers that remained captured.51 Shortly before, the deteriorating situation in Sierra Leone sparked Britain to send paratroopers, marines, a variety of warships, helicopters and transport planes to evacuate 500 British citizens, as well as to offer support to UNAMSIL52 — an offer which certainly kept UNAMSIL from disintegration.

In the meantime, ordinary Sierra Leoneans suffered as the RUF rebels were looting villages, burning houses, raping women and mutilating civilians, especially in the north of the country.53 Moreover, instead of being disarmed by the UN, the RUF obtained further weapons by disarming UN peacekeepers, while many more weapons were purchased through ongoing illicit diamond sales. In clear contravention of the Lomé peace agreement, the RUF managed to smuggle gems through neighbouring Liberia.54

Generally speaking, international reaction on the taking of UNAMSIL personnel as hostages was one of shock and outrage. Critics hammered the UN for its role and profile in Sierra Leone. The New York Times, for example, stated that Sierra Leone demonstrated the danger of sending a weak and inadequately trained peacekeeping force into a country where there was no peace to keep. The paper called upon the UN to quickly reinforce the 8 700 peacekeepers already there and to regain control of an unravelling mission. For the New York Times, the situation in Sierra Leone suggested a need to improve the planning and execution of UN peacekeeping operations to ensure that UN peacekeeping forces do not become casualties in the conflicts they are supposed to help end. ‘An international force must then be given the financial resources, manpower and disciplined command needed to protect itself and effectively carry out its mandate.’55

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In a similar vein, the British Broadcasting Corporation (BBC) stated that the fate of the UN in Sierra Leone looked increasingly shaky. ‘As things stand there is no meaningful peace in Sierra Leone to keep. If the UN force was supposed to overawe the locals and effectively impose a settlement, then it simply wasn’t equipped, configured or sufficiently well-trained to do so.’ The BBC also reflected upon the fact that in both Bosnia and Kosovo a well-trained, well-equipped force of Western troops was deployed rapidly with overwhelming force. ‘Local militias would have been crazy to resist.’ In these cases, major powers like the US, Britain and France were heavily involved. Their forces — being part of NATO — were also well used to working alongside each other. In Sierra Leone ‘[t]he UN force is drawn from sub-Saharan Africa, the Middle East and South Asia. Its soldiers have little experience of operating together and in many cases have little experience of this type of operation.’ However, the BBC made it clear that ‘[i]t is not their fault: major western powers have refused to become involved.’56

It should also be noted that the debacle surrounding UNAMSIL has reopened the discourse on the possible role of PMCs in suppressing rebels in conflict-stricken countries. In fact, many observers and analysts have strongly come out in favour of PMCs as part of the answer to crises, such as the international community witnessed in Sierra Leone.57

Since the massive taking of hostages by the RUF in May 2000, the UN has moved to increase the capacity of UNAMSIL to a maximum strength of 13 000. The troops now on duty in Sierra Leone constitute the largest peace force that the world body has currently assembled. However, Sierra Leone remains a serious test for the constrained UN. It remains to be seen whether UNAMSIL will be able to fulfil its mandate of disarming the RUF and keeping the peace in this war-torn country, especially in view of reports that UNAMSIL has been plagued by bitter internal disputes during the latter part of 2000.

Assessment and concluding remarks
Much was expected of the UN in the aftermath of the Cold War in the field of peacekeeping, but the world body proved unable to meet those expectations. Specifically, the UN has proved not to be in a position to deploy robust force postures that are able to conduct peace enforcement operations in acute conflicts. In Africa, the UN’s experience in Somalia between 1992 and 1995 and in Rwanda between 1993 and 1996 were glaring examples of its limitations in terms of peacekeeping in complex emergencies. Also, in Angola the UN terminated its involvement in the peace process in February 1999 after years of futile peacekeeping efforts by no less than four peace missions. The termination of the UN’s involvement in Angola marked the end of a decade of international military presence in the Angolan civil war, with no end in sight to the tragic and devastating conflict that has raged sporadically since the country’s independence in 1975. The UN’s recent endeavours in the DRC and Sierra Leone have been further proof that the Organisation is not in a position — and actually quite unable — to respond meaningfully to complex emergencies in Africa. In both cases, the UN was practically impotent in averting conflict or to end the political turmoil. Berman and Sams state that ‘years after the failure to stop the genocide in Rwanda, insufficient progress has been made to respond appropriately, let alone to prevent, a similar catastrophe.’58

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It is clear from the above that the principles of consent, impartiality and defensive force did not feature as hallmarks of the recent UN peacekeeping endeavours in the DRC and Sierra Leone. The Brahimi report makes it clear that consent of the local parties, impartiality and the use of force only in self-defence should remain one of the bedrock principles of peacekeeping. However, it also states that the experience of the past decade shows that consent may be manipulated in many ways and that problems in dealing with challenges of this nature did a lot of damage to the standing and credibility of UN peacekeeping operations in the 1990s.59

In view of past and recent peacekeeping failures, Maninger60 argues that it is sometimes better to let the conflict burn until a clear winner emerges or the parties experience fatigue through mutual attrition. Accordingly, it is necessary for people in conflict zones to become tired of war before they develop a capability to reach a consensus that would be conducive to the resolution of the conflict and the implementation of a lasting peace. Although this may hold some truth, it could also be argued that conflicts such as those in the DRC and Sierra Leone constitute regional security threats and that they generate immense suffering for ordinary citizens. It is also clear that rebel groups are able to sustain their operations over long periods through transcontinental smuggling of precious and strategic minerals or other commodities.

Therefore, the UN may not stay aloof. It would not live up to its Charter, which states that the organisation was founded ‘to save succeeding generations from the scourge of war,’ if it would simply be absent or assume a marginal role in acute African conflicts.

In view of this, it is argued in the Brahimi report that the UN has repeatedly failed to meet the challenge of peacekeeping, and that ‘[w]ithout renewed commitment on the part of Member States, significant institutional change and increased financial support, the United Nations will not be capable of executing the critical peacekeeping and peace-building that the Member States assign to it in coming months and years.’ However, the report also states that ‘[t]here are tasks which United Nations peacekeeping forces should not be asked to undertake and many places they should not go.’61 This raises the question: what about future responses to conflicts in Africa and further afield where conflicts did not result in victory for any side or where a peace settlement has to be imposed? Will the UN in future only be prepared to engage in conflicts where the contours of classical peacekeeping apply? In other words, will the UN only be able to play a meaningful role where the world body is not being asked to find and impose a peace settlement, as for example in keeping the peace between Ethiopia and Eritrea?

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First of all, it needs to be noted that the limitations of the UN have especially been exemplified in conflict-stricken African states where the demands for peacekeepers are arguably the greatest and regional contributions to UN peacekeeping face the most constraints. It can be pointed out, for example, that the UN was relatively successful in East Timor in 1999, where it was able to intervene in the conflict with proper force mainly as a result of Australia and New Zealand’s swift responses and their commitment to a (regional) peacekeeping effort. Other contributions came from Thailand and the Philippines.

In a similar vein, the European situation is especially evident from developments in Kosovo, where the peace process draws on the support of a number of wealthy nations that are members of the European Union and the North Atlantic Treaty Organisation (NATO). In Kosovo, the UN enjoys the security framework provided by almost ten times more European troops than the total number of UN troops proposed for the extended MONUC in the DRC, i.e., close to 50 000. This implies that where a peace process draws on the support of a number of wealthy or relatively wealthy regional actors, the UN could still be successful in conflict resolution and management. It boils down to the point that the UN is still able to play a meaningful role in stabilising complex emergencies, but specifically in cases where it can manage to overcome the shortcomings of a relatively weak international system of conflict prevention and management through a strategy of burden-sharing and effective devolution of responsibility to regional actors.

However, Africa is not comparable to the developed world where strong regional organisations are willing and able to play a role in peacekeeping to complement UN efforts in acute civil conflicts. It should be realised that there is an immense gulf as regards equipment and training that effectively separates organisations in the developed world from (sub)regional organisations, such as the Southern African Development Community (SADC) and ECOWAS with its ‘military arm’, ECOMOG. To this end, (sub)regional role-players in Africa bring little capability towards sharing the burden of peacekeeping requirements on the continent. The net result of this is a UN that is not capable of executing critical peacekeeping tasks, particularly on the African continent in situations where conflict had not resulted in victory for any side. Against this background, the Brahimi report makes the point that the UN needs renewed commitment to peacekeeping on the part of member states; significant institutional change; and increased financial support to be capable of executing critical peacekeeping tasks assigned to it.62

Practically speaking, ‘renewed commitment’ to peacekeeping on the part of member states could mean that the international community should rethink the application of Chapter VIII of the UN Charter, which provides for a subsidiary but integral role for regional organisations in the maintenance of international peace and security. Berman and Sams rightly point out that the five permanent members of the Security Council — led by the US — have become increasingly reluctant to commit their troops or their money to UN peacekeeping efforts, particularly in Africa. ‘As a result, the international community’s peacekeeping goals became decidedly more modest.’ Moreover, according to Berman and Sams, the five permanent members of the Security Council have embraced Chapter VIII disingenuously, to lend both respectability and legitimacy to some of their ‘selfish desires’. They also state that the objectives of the other four permanent members of the Council are not averse to the US approach. It is mentioned that China, for instance, is not enthusiastic about intra-state peacekeeping. Russia has been complaining that it would prefer the UN to play a greater role in peacekeeping operations where the Commonwealth of Independent States is active, but has benefited from the respectability that Chapter VIII bestows upon its peacekeeping activities.63

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In addition, France and Britain, like the US, apparently do not see African security as a priority concern.64 Also, by providing African countries with peacekeeping training, instruction and equipment, the major Western powers hope to obviate the need for them to intervene militarily in Africa. This is especially evident from programmes driven by the US, France and Britain to develop African peacekeeping capabilities.65

 

There is nothing inherently wrong with utilising regional and ad hoc initiatives in the maintenance of international peace and security. However, the major role-players need to commit themselves to a UN that would be in a position to take primary responsibility for responding to crises and armed conflict. In the words of the Brahimi report, changes to the UN system would be meaningless unless member states summon the political will to support the United Nations politically, financially and operationally so as to enable it to be truly credible as a force for peace.66

In addition, ‘renewed commitment’ implies that the UN needs to overcome the financial pressures that have crippled peacekeeping operations in the past decade. The UN is relatively weak and became over-burdened in the 1990s with greater and greater responsibilities. The UN relies on donations from member states, and these fall short of providing the world body with the necessary ‘tools’ or means to address acute conflicts. In 1995, for example, Rita Hauser, Chairperson of the Board at the International Peace Academy, stated that ‘the UN is in such a deep financial crisis, it must dip into peacekeeping funds in order to pay its secretaries in New York’.67 Be that as it may, finance has dominated argument about the role and structure of the UN in the past years. Its financial predicament arises from an earlier failure or unwillingness on the part of the former Soviet Union, France, and later the US, to pay their assessments for peacekeeping operations. This has been complicated by the US Congress’ view of the past years that the US contributes too much to the regular UN budget,68 and this remains an important political issue in the US as part of an ongoing competition between the Legislature and the Executive. In fact, US arrears in UN administrative and peacekeeping dues recently approached $2 billion.69

Furthermore, the Brahimi report suggests ‘institutional change’ to the UN ‘to remedy a serious problem in strategic direction, decision-making, rapid deployment, operational planning and support, and the use of modern information technology’.70

In the final analysis the report also states that when the United Nations does send forces to the peace, they must be prepared to confront the lingering forces of war and violence, with the ability and determination to defeat them. It would seem that much would depend on the successful implementation of the Brahimi suggestions. At the same time, the Brahimi report makes it clear that the UN’s recent peacekeeping challenges (of which the UN’s experience in Sierra Leone is certainly a case in point) suggest bigger forces, better equipped and more costly but able to be a credible deterrent. ‘Once deployed United Nations peacekeepers must be able to carry out their mandate.’ But as the report also notes, the UN has bitterly and repeatedly discovered over the last decade that no amount of good intentions can substitute for the fundamental ability to project credible force if complex peacekeeping, in particular, is to succeed.71 Thus it can be concluded that the UN will only be able to improve its capacity and capabilities to execute future critical peacekeeping tasks — especially in complex emergencies in Africa — if it can bring about a firm commitment on the part of its member states to respond meaningfully to the organisation’s current organisational and operational needs. After all, the UN is no more than the sum of its members and available resources.

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Endnotes

  1. S.Q. Riza, “Parameters of UN Peace-keeping” Rusi Journal, June 1995, 17.
  2. S.M. Maloney, “Insights into Canadian Peacekeeping Doctrine” Military Review, March-April 1996, 13.
  3. S.Q. Riza, “Parameters of UN Peace-keeping”, 18.
  4. See B. Boutros-Ghali, “An Agenda for Peace: Preventive Diplomay, Peacemaking and Peace-keeping”, 1992. Internate site www.un.org/Docs/SG/agpeace.html (17 January 2001).
  5. The 10-member panel was chaired by Algerian Foreign Minister, Lakhdar Brahimi.
  6. Panel on UN Peace Operations, “Executive summary”. Internet site www.un.org/peace Operations,“Executive Summary”. Internet site www.un.org/peace/reports/peace_operations/docs/summary.htm (15 September 2000).
  7. F. Mezzolama, as quoted by J. Mackinlay and R. Kent, “Complex Emergencies Doctrine, the British Are Still the Best”, Rusi Journal, April 1997, 39.
  8. J. Mackinlay and R. Kent, “Complex Emergencies Doctrine, the Rusi Journal, April 1997, 39.
  9. Ibid, 40-41.
  10. M. Malan, “The UN Security Council’s ‘Month of Africa’: Push to Actual Peace Efforts or a Fig Leaf on the DRC?”, paper delivered at a seminar on The Recent UN Focus on Conflict Resolution in Africa, Institute for Security Studies, Pretoria, 10 February 2000, 10.
  11. Alliance of Democratic Forces for the Liberation of Congo-Kinshasa.
  12. R. Cornwell, “Africa Watch — Central Africa on the Boil” African Security Review, Vol.8, No. 1, 1999, 54.
  13. Rally for Congolese Democracy.
  14. Anon., “Congo-Kinshasa — Turning the Tide” Africa Confidential, Vol. 39, No. 22. 6 November 1998, 5.
  15. H. Hanekom, “DR of Congo” Africa Institute Current Affairs Briefing, Al-Brief-990115, 1999, 3.
  16. Anon., “Congo-Kinshasa — Turning the Tide” Africa Confidential, Vol. 39, No.20, 9 October 1998, 5.
  17. Anon., “Congo-Kinshasa — Hard Talk in Kinshasa”, Africa Confidential, Vol.40, No.5, 5 March 1999, p.6.
  18. Ibid.
  19. C. Kabemba, “Central Africa: Mediating Peace Where There is None” Accord Online Publications: Conflict Trends, September 1999. Internet site www.acord.org.za/publications/issue3/centrala.htm (27 March 2000).
  20. Anon.; “Congo-Kinshasa — Holding up the Peace” Africa Confidential, Vol.39, No.18, 1998, 4; S. Naidoo, “Congo: From Bad to Worse”, in G. Mills and E. Sidropoulos, SA Yearbook of International Affairs, 1999/2000 (Johannesburg, SA Institute of International Affairs, 1999), 333-334.
  21. Anon., “Congo-Kinshasa — Holding up the Peace”, 4.
  22. International Crisis Group (ICG), “Central Africa — Scramble for the Congo: Anatomy of an Ugly War”, 20 December 2000. Internet site www.crisisweb.org/projects/showreport.cfm?rep[ortid=130] (23 January 2001).
  23. Movement for the Liberation of the Congo.
  24. W. Breytenbach, D. Chilemba, T.A. Brown, and C. Plantive, “Conflict in the Congo: From Kivu to Kabila” African Security Review, Vol, 8, No. 5, 1999, 33.
  25. Anon., “Congo-Kinshasa — Holding up the Peace”, 3.
  26. Union for Democracy and Social Progress.
  27. Anon., “Congo-Kinshasa — Central Africa’s Schism” Africa Confidential, Vol. 40 No.2, 22 January 1999, 3.
  28. The Citizen, “A Warning from Kisangani”, 14 June 2000, 12.
  29. UN secretary-General, “Report of the Secretary-General on the United Nations Preliminary Deployment in the Democratic Republic of the Congo”, S/1999/790, 15 July 1999. Internent site www.un.org/Docs/sc/reports/1999790.htm (27 March 2000).
  30. UN Secretary-General, “Second Report of the Secretary-General on the United Nations Preliminary Deployment in the Democratic Republic of the Congo”, S/1999/1116, 16 November 1999. Internet site www.un.org/Depts/dpko/monuc/Dr11199.htm (27 March 2000).
  31. UN Secretary-General, “Report of the Secretary-General on the United Nations Preliminary Deployment in the Democratic Republic of the Congo.”
  32. Ibid.
  33. UN Secretary-General, “Second Report of the Secretary-General on the United Nations Preliminary Deployment in the Democratic Republic of the Congo.”
  34. Ibid.
  35. H. Hanekom, “Democratic Republic of Congo Peace Threatened”, Africa Institute Current Affairs Briefing, Al-Brief-991111, 1999, 1.
  36. UN Security Council, “Resolution 1279, adopted by the Security Council at its 4076 meeting on 30 November 1999”, S/RES/1279 1999.
  37. UN Secretary-General, “Second Report of the Secretary-General on the United Nations Preliminary Deployment in the Democratic Republic of the Congo”.
  38. UN Security Council, “Resolution 1291, adopted by the Security Council at its 4104 meeting on 24 February 2000”, S/RES/1291 1999.

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  39. S. Naidoo, “The Role of Natural Resources in Conflict”, presentation at the International Ministerial Diamond Conference, Pretoria, 20 September 2000, 1.
  40. M. Malan, “Lean Peacekeeping Turns Mean: Crisis and Response in Sierra Leone”, presentation at the Institute for Security Studies, Pretoria, 18 May 2000, 2.
  41. Ibid, 2-4.
  42. UN Department of Peacekeeping Operations, “Sierra Leone” — UNAMSIL Background”. Internet site www.un.org/Depts/dpko/unamsil/UnamsilB.htm (15 January 2001).
  43. M. Malan, “Lean Peacekeeping Turns Mean: Crisis and Response in Sierra Leone”, 5.
  44. V. Jetley, “Report on the Crisis in Sierra Leone”. Internet site www.sierra-leone.org/jetley0500.html (19 October 2000).
  45. UN Department of Peacekeeping Operations, “Sierra Leone” — UNAMSIL Background”.
  46. Jane’s Intelligence Review, “UNOMSIL: A Long Road to Peace”, 18 May 2000. Internet site www.janes.com/geopol/editors/UNOMSIL.html (24 May 2000).
  47. Ibid.
  48. K. Annan, “Third Report of the Secretary-General on the United Nations Mission in Sierra Leone”, 7 March 2000. Internet site www.un.org/Docs/sc/reports/2000/186e.pdf (17 January 2001).
  49. Jane’s Intelligence Review, “UNOMSIL: A Long Road to Peace”, 18 May 2000.
  50. Pretoria News, “Kenyans Angry Over Deaths of Peacekeeper Soldiers”, 31 May 2000, 13.
  51. Associated Press, “Sierra Leone Peacekeepers Freed”. Internet site http://dailynews.yahoo.com/h/ap/20000715/wl/sierra_leone_rescue_mission_12html (7 July 2000).
  52. The Times, “Opinion”, 10 May 2000. Internet site www.the-times.co.uk/news/pages/tim/2000/05/10timopnope01003.html (10 May 2000).
  53. Jane’s Intelligence Review, “UNOMSIL: A Long Road to Peace”, 18 May 2000.
  54. M. Malan, , “Lean Peacekeeping Turns Mean: Crisis and Response in Sierra Leone”, 9.
  55. New York Times, “The Lessons of Sierra Leone”, 5 May 2000. Internet site www.nytimes.com/yr/mo/day/editorial/05fri2htms (5 May 2000).
  56. BBC News, “Can the UN Force Restore Peace?”, 9 May 2000. Internet site www.news.bbc.co.uk/hi/english/world/africa/newsid_742000/742196.stm (9 May 2000).
  57. M. Malan, , “Lean Peacekeeping Turns Mean: Crisis and Response in Sierra Leone”, 14.
  58. E. G. Berman and K. E. Sams, “Peacekeeping in Africa: Capabilities and Culpabilities”, (Geneva, UN Institute for Disarmament Research, and Pretoria, Institute for Security Studies 2000), 379.
  59. Panel on UN Peace Operations, “Executive Summary”. Internet site www.un.org/peace/reports/peace_operations/docs/summary.htm (15 September 2000).
  60. S. Maninger, “Heart of Darkness: Western Policy of Non-interventionism in Africa” African Security Review, Vol.8, No. 6 1999, 35.
  61. Panel on UN Peace Operations, “Executive Summary”.
  62. Ibid.
  63. E. G. Berman and K. E. Sams, “Peacekeeping in Africa: Capabilities and Culpabilities”, 32;40.
  64. E. G. Berman and K. E. Sams, “Constructive Engagement: Western Efforts to Develop African Peacekeeping” ISS Monograph, No.33, December 1998, 30.
  65. E. G. Berman and K.E. Sams, “Peacekeeping in Africa: Capabilities and Culpabilities”, 23; 30
  66. Panel on UN Peace Operations, “Executive Summary”.
  67. The Brown Daily Herald, “Expert Details UN Shortcomings@, 27 September 1995. Internet site www.netspace.org/herald/issues/092795/un.f.html (4 December 2000).
  68. K. W. Grundy, “Africa (and the South’s) Stake in Reform of the United Nations” Strategic Review for Southern Africa, Vol.XX, No.2, November 1998, 14.
  69. Boston Globe, “UN Peacekeeping in Question”, 5 October 2000. Internet site www.boston.com/dailyglobe2/279/nation/UN_peacekeeping_in_question+.shtml (6 October 2000).
  70. Panel on UN Peace Operations, “Executive Summary”.
  71. Ibid.

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